Securities and Exchange Commission (SEC) is the regulatory body of that performing the roles by monitoring and controlling of Bangladesh capital markets. It defines working process and rules and policies under which the stock exchanges will operate. It supervises the activities of merchant bankers, stock brokers, depository companies, security lenders & borrowers and other market intermediaries. SEC manages the issues including monitoring about buy-sell or transfer by the sponsor/director of the listed companies and monitoring of shareholding position, price sensitive information, etc. It monitors the other activities and officials functionalities like AGM & dividend payments.