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20 February, 2022

Business Continuity Planning (BCP)

 Business Continuity Planning (BCP) is an interdisciplinary concept used to create and validate a practiced logistical plan for how an organization will recover and restore partially or completely interrupted critical functions within a predetermined time after a disaster. The logistical plan is called a Business Continuity Plan. It ensures fast recovery from technical disaster i.e. e-IBS server failure, database crash.

A  Business  continuity  planning (BCP)  identifies  an  organization's  exposure  to  internal  and  external  threats  and synthesizes hard and soft assets to provide effective prevention and quick recovery for the organization, while maintaining competitive advantage and value system integrity.

A business continuity plan outlines the steps necessary for a company to operate in the wake of a sudden and severe change to market conditions. Continuity plans can address basic concerns, such as the chain of command in the event a company leader dies or becomes extremely ill. Likewise, continuity plans reveal backup strategies for drastic scenarios, such as labor disputes, patent lawsuits or distribution bottlenecks.

Benefits

A comprehensive business continuity plan forces leaders to review the weaknesses and threats to their organizations from a detached perspective. While few business leaders want to focus on negative "what if" questions, the process of creating  a  continuity  plan  can  raise  concerns  about  employee  development,  real  estate  selection  and intellectual property security. Tight plans can assure teams that company leaders understand how to turn on a dime during challenging times.

The pivotal role that banking sector plays in the economic growth and stability, both at national and individual level, requires continuous and reliable services. Increased contribution of 24x7 electronic banking channels has increased the demand to formulate consolidated Business Continuity Planning (BCP) guidelines covering critical aspects of people, process and technology.

BCP forms a part of an organization’s overall Business Continuity Management (BCM) plan, which is the “preparedness of an organization”, which includes policies, standards and procedures to ensure continuity, resumption and recovery of critical  business  processes,  at  an  agreed  level  and  limit  the  impact  of  the  disaster  on  people,  processes  and infrastructure  (includes   IT);  or  to  minimize  the  operational,  financial,  legal,  reputational  and  other  material consequences arising from such a disaster.

Effective business continuity planning is an important component in managing operational risk.  Financial institutions and their TSPs should develop, implement, and test appropriate disaster recovery and business continuity plans capable of maintaining acceptable retail payment-related customer service levels.  Business continuity plans should be based on business impact analyses and the relative importance of retail payment system products and services to the financial institution.

For financial institutions offering basic retail payment products and services (e.g., bankcard issuance, check item processing,  branch  ATM  access,  Internet  banking  services),  business  continuity  plans  should  include  appropriate recovery targets for each retail product.  The recovery targets should consider the reliance on any third-party servicer in meeting their objectives.  Vendor management programs should include provisions for the disruption and restoration of service at service providers, including the consideration of service provider test plans.

For financial institutions and service providers with complex retail payment operations, business continuity plans should enable  restoration  of  service  within  timeframes  that  are  reasonable  for  internal  business  units,  other  dependent financial institutions, and counterparties.  Financial institutions providing significant card issuing, merchant processing, EFT/POS, ACH, and retail payment-related Internet banking services should also test these plans periodically with customer financial institutions and counterparties to ensure plans are sufficient.