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11 February, 2022

1. What do you mean by a prospective borrower? In selecting a prospective borrower, what are the points to be taken into consideration? Highlight the role and responsibilities of a branch manager in identifying a prospective borrower and processing his loan proposal.

 1. What do you mean by a prospective borrower? In selecting a prospective borrower, what are the points to be taken into consideration?  Highlight the role and responsibilities of a branch manager in identifying a prospective borrower and processing his loan proposal.

Prospective borrower: An individual, organization or company having requirement of additional fund for utilization and have the ability to borrow the same is treated as potential borrower.

Selecting a prospective borrower: Not all banks are giving concentration on the same area for all time to select a borrower, but many of them focus on the same areas throughout the loan review process.

Following points to be taken into consideration in selecting a prospective borrower-

a.       Borrower (himself) analysis

    i.       Man behind the business to be judged(Character, willingness)

   ii.      Management integrity, quality, and competencies;

   iii.      Majority share holders & relation among the owners;

b.      Industry Analysis:

         i.      Industry  Situation

        ii.      Borrower’s position into the industry’

       iii.      Production capacity

      iv.      Product distribution & marketing;

      v.      Market Competition

      vi.      Demand Supply situation

  • c.       Supplier/Buyer analysis: Any concentration on buyer or supplier to be checked which may disrupt the borrower performance in future.
  • d.      Historical financial analysis: An analysis of historical financial statement of the borrower to be conducted to ascertain the profitability, liquidity and solvency of the borrower.
  • e.       Projected financial analysis: Borrower’s projected financial to be analyzed to check whether borrower will be able to meet their future debt obligation. 
  • f.       Account conduct: the historic performance in meeting repayment obligation (Trade repayment, interest, principal, cheque repayment)
  • g.      Adherence to lending guideline: the credit facility to be proposed must comply with the internal & regulatory guideline.  
  • h.      Loan Pricing: Total earning from the client is also important to sanction any loan.
  • i.        Debt structure: the loan amount, tenor of the proposed loan to be justified with the repayment ability of the customer.
  • j.        Security: The proposed loan to be secured enough so that loan can be fully adjusted incase of liquidating the security.

Role & responsibilities of a branch manager in identifying a prospective borrower and processing his loan proposal:

1.      Marketing

2.      Customer hunting

3.      Product offering to the proposed customer

4.      Customer Analysis

5.      Selecting

6.      Risk Grading

7.      Processing Loan application