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12 March, 2022

Point out the major guidelines regarding management of capital according to Basel-II

 The major guidelines regarding capital management are as pointed below:

1. Tier-1 Core Capital:

a) Paid up capital

b) Non-repayable share premium account c) Statutory reserve

d) General reserve

e) Retained earnings

f)  Minority interest in subsidiaries

g) Non-cumulative irredeemable preference shares h) Dividend equalization account

2. Tier-2 Supplementary Capital:

a) General provision

b) Revaluation reserves

-    Fixed assets


-    Securities

-    Equity instrument

c) All other preference shares d) Subordinated debt

3. Tier-3 Additional Supplementary Capital: Short-term subordinated debt that original maturity 2 to 5 years.

4. Foreign banks operating:

a) Tier-1 consists-

-    Funds from head office

-    Remittable profit retained

-    Other items approved by BB

b) Tier-2 consists-

-    General provision

-    Borrowing from head office in foreign currency

-    Revaluation of securities

-    Other items approved by BB

5. Conditions pf maintaining capital:

a) Tier-2 will be limited to 100% of amount of Tier-1

b) 50% of revaluation reserves for fixed assets & securities eligible for Tier-2 c) 10% of revaluation reserves for equity instruments eligible for Tier-2

d) Subordinated debt should limited up to 30% of the amount of Tier-1

e) Limitation of Tier 3: 28.5% market risk needs to support by Tier-1. Market

Risk support from Tier-3 should up to 250% of Tier-1