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27 September, 2024

What considerations must be made before investing in a perpetual bond

 Before investing in a perpetual bond, there are several important considerations that investors should evaluate:

1. Issuer Creditworthiness: Assess the creditworthiness of the issuer, typically a company or government entity, to determine the likelihood of timely interest payments and the return of principal. Credit ratings from reputable rating agencies can provide guidance on the issuer's financial health and ability to meet its obligations.

2. Interest Rate Structure: Perpetual bonds often carry a fixed interest rate, but it's important to review the terms of the bond to understand the specifics. Consider whether the interest rate is competitive compared to other investment options, and evaluate the stability of the issuer's ability to meet interest payment obligations over the long term.

3. Call Option: Some perpetual bonds include a call option, allowing the issuer to redeem the bond before its maturity date. Analyze whether the issuer has the option to call the bond and the associated terms. This can affect the potential return on investment and the length of time the investor will receive interest payments.

4. Dividend Suspension: In some cases, perpetual bonds are structured as subordinated or contingent convertible bonds that can be treated as equity instruments. This means the issuer has the discretion to suspend interest payments if certain conditions are not met, such as the issuer's capital adequacy falling below a specified level. Understand the conditions under which interest payments can be suspended to assess the associated risks.

5. Yield and Risk Assessment: Consider the yield of the perpetual bond compared to other investment options with similar risk profiles. Assess the risk-reward trade-off by comparing the coupon rate or yield-to-maturity with the issuer's credit risk and market conditions. Perpetual bonds generally offer higher yields than traditional bonds due to their indefinite maturity, but they also carry higher risk.

6. Market Liquidity: Evaluate the liquidity of the perpetual bond market. Since perpetual bonds have no maturity date, their secondary market liquidity may be lower compared to bonds with defined maturity dates. Ensure that there is an active market for trading the perpetual bond in case you need to sell your investment before maturity.

7. Regulatory and Tax Considerations: Understand the applicable regulatory framework governing the issuance and trading of perpetual bonds in the relevant jurisdiction Additionally, assess any tax implications, such as withholding tax on interest payments or potential tax advantages, depending on the jurisdiction and the specific characteristics of the bond.

8. Diversification: As with any investment, consider the importance of diversification. Avoid over-concentration in any single perpetual bond or issuer, spreading investments across different asset classes, sectors, and issuers to manage risk.

 

It is advisable to consult with a financial advisor or investment professional who can provide personalized advice based on your investment objectives, risk tolerance, and specific circumstances. They can help evaluate the merits and risks of investing in perpetual bonds and guide you in making informed investment decisions