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27 September, 2024

Eligibility for Primary Dealership as per BB Guidelines

According to the guidelines of the Bangladesh Bank, to be eligible for primary dealership in the government securities market, an institution must meet the following criteria:

1) Physical infrastructure in terms of number and geographical coverage of offices/branches for securities dealings, the extent of use of computers and information technology in settlement, record keeping and analysis of day-to-day transactions, skill and capabilities of the manpower for efficient participation in primary issues and secondary trading, and for advising and educating the investing public about investment in Government securities;

2)  Internal control system for fair conduct of business, settlement of trade and maintenance of accounts in securities transactions, risk management capabilities and arrangements;

3) The level of past engagement in primary auctions and secondary trading transactions in Treasury bills and other Government securities, on own account and on account of customers;

4)   Solvency and overall standard of the applicant's compliance with the prudential and regulatory guidelines of the BB and other relevant regulatory agencies.

5)     Others:

1.   The institution must have a minimum paid-up capital of BDT 50 crore and must have been in operation for at least three years.

2.   The institution must have experience in dealing with debt securities, money market instruments, or foreign exchange.

3. The institution must have a minimum of two qualified dealers who are trained in government securities trading.

4.  The institution must not have been involved in any fraudulent or illegal activities in the past.

5. The institution must comply with all applicable laws, regulations, and guidelines of the Bangladesh Bank.

Meeting these eligibility criteria does not guarantee that an institution will be granted primary dealership status, as the Bangladesh Bank may also consider other factors such as market conditions and the overall number of primary dealers in the market.